**Job Posting: Central Regulatory Supervisor**

We’re building a relationship-oriented bank for the modern world and need talented professionals dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and ambitions, empowering you at work. Our team members have what they need to make a meaningful impact and are valued for their contributions.

**What You’ll Be Doing:**

As a Central Regulatory Supervisor reporting to the Senior Manager, Central Regulatory Supervision Team (CRST), CIBC Governance and Controls, you will be responsible for:

- Conducting daily and monthly CIRO ID Tier One trade reviews and supervising activities for CIBC Imperial Service/Private Wealth Management and CIBC Financial Planning Inc.
- Performing trade reviews within 24 hours to flag activities such as manipulative trading, suitability issues, concentrated securities, and conflicts of interest.
- Retaining evidence of reviews and responding to queries.
- Reviewing new account documentation, KYC, and ensuring client holdings meet established investment thresholds.
- Liaising with internal CIBC departments such as Compliance, AML, and PWM.

**Who You Are:**

- You have experience with CIBC internal/external regulatory risk policies and procedures.
- Strong research and analytical skills to identify potential risk issues and trends.
- Proficient in systems such as ADP, TOPS, and IBM CM; strong Excel skills are essential.
- Certified professional with at least 2 years of registration with CIRO.
- You have successfully completed the Canadian Securities Course (CSC) and the Conduct and Practices Handbook (CPH); additional courses are beneficial.
- You possess excellent communication skills and a strong attention to detail, enhancing your critical thinking and decision-making abilities.
- You live our values of trust, teamwork, and accountability.

**What CIBC Offers:**

CIBC prioritizes your goals. We aim to provide a fulfilling career with competitive salary, incentive pay, benefits, a defined benefit pension plan, employee share purchase plan, and a supportive environment for your growth.

**What You Need To Know:**

CIBC is committed to an inclusive environment for all team members and clients. We seek applicants with diverse abilities and provide accommodations during the application process.

**Job Location:** Toronto-81 Bay, 24th Floor
**Employment Type:** Regular
**Weekly Hours:** 37.5
**Skills:** Regulatory Compliance

Join us to impact the banking experience and grow your career!